For more details, please visit any of our Fubon Bank branches or call Securities Services Hotline 2842 7575 during office hours^.
|^||Office hours of Securities Services Hotline are from 8:30am to 5:30pm, Monday through Friday (except Saturdays, Sundays and public holidays).|
The following risk disclosure statements cannot disclose all the risks involved. You should carefully consider whether trading or investment is suitable in light of your financial needs and investment objectives. You should not rely on this information alone to make any investment decision, but should read in detail the relevant terms and conditions and risk disclosure statements or seek independent professional advice if in doubt.
Investment involves risks. The prices of securities fluctuate, sometimes dramatically. The price of securities may move up or down and may become valueless. It is likely that losses will be incurred rather than profits made as a result of buying and selling securities. Transactions through securities accounts may involve derivatives or high risk investment vehicles. Before making any investment decisions, a person should carefully consider whether the investment is suitable in light of his/her investment experience, investment objectives, and risk tolerance level. The Bank does not provide securities advisory service. Any person considering an investment should seek independent advice on the investment suitability when considered necessary. The promotion is bound by relevant terms and conditions.
This web page does not constitute any offer, solicitation, advices or promise to any person to buy/sell, subscribe or enter into any transaction for any investment products or services contain in this document.
This web page is issued by Fubon Bank (Hong Kong) Limited and the contents have not been reviewed by the Securities and Futures Commission in Hong Kong.
Terms and Conditions
General Terms and Conditions:
|1.||The Promotion Period of the above promotional offers is from 2 January 2021 to 31 March 2021, both dates inclusive (“Promotion Period”).|
|2.||Fubon Bank (Hong Kong) Limited (the “Bank” or “Fubon Bank”) reserves the rights to suspend, vary (including the time period of crediting Commission Rebate) or terminate the promotional offers above or amend the terms and conditions at any time without prior notice. In case of disputes, the decision of the Bank shall be final and conclusive.|
|3.||If there is any inconsistency between Chinese and English versions, the Chinese version shall prevail.|
Terms and Conditions of Hong Kong Stock Trading Brokerage Commission Rebate (“Commission Rebate”):
|4.||Commission Rebate is applicable to individual customers who have opened securities accounts (including sole or joint-named accounts) during the Promotion Period and did not maintain either sole or joint-named securities accounts with the Bank within 12 months before account opening date (“Eligible Customers”). Commission Rebate is NOT applicable to existing customer of securities accounts, corporate customers, or customers who are still enjoying any other securities trading related promotions or staff privileges of the Bank.|
|5.||Eligible Customers must open securities accounts during the Promotion Period, and complete buy or sell transactions of stocks listed at Hong Kong Stock Exchange (“HKEx”) and HKD denominated through any trading channels provided by the Bank (“Eligible Commission Rebate Transactions”) (including Initial Public Offer (“IPO”) Subscription) and reach the number of transactions listed below from account opening date to 31 May 2021 (according to transaction date) are entitled to Commission Rebate:
|6.||Eligible Customers are required to pay brokerage commission for Eligible Commission Rebate Transactions upon execution. In case of an Eligible Customer places multiple buy or sell transactions of single stock through the same trading channel during a trading day, these transactions will be combined automatically to a single transaction to calculate the brokerage commission, such practice is called “Combine-trade”. “Combine-trade” transactions will be considered as a single transaction.|
|7.||Commission Rebate is applicable to brokerage commission paid for the Eligible Commission Rebate Transactions only; and customers are still required to pay other transaction fees charged by third parties, including but not limited to, Stamp Duty, Transaction Levy, Trading Fee, CCASS Fee, and so on.|
|8.||In case the Eligible Customers meet the requirement listed in the Terms & Conditions 5 above, the Commission Rebate will be credited to the relevant settlement accounts on or before 31 August 2021 (or during the time period announced on the Bank’s website), provided that both the securities and settlement accounts are still valid while crediting the privileges as above mentioned.|
Terms and Conditions of Preferential Brokerage Commission of Internet Stock Trading (“IST”) Service (“IST Brokerage Commission Offer”):
|9.||IST Brokerage Commission Offer is only applicable to individual customers who have successfully opened for the IST Service at the Bank during the Promotion Period and did not maintain any IST Service either in sole or joint-named securities accounts with the Bank within 12 months before application date (“Eligible IST Customers”), but is NOT applicable to existing customers of IST Service, corporate customers, or customers who are still enjoying any other securities trading related promotions or staff privileges of the Bank.|
|10.||IST Brokerage Commission Offer is applicable to buy or sell orders of stocks listed at HKEx and denominated in Hong Kong dollars (“Eligible Internet Transactions”) only, but is NOT applicable to listed stocks which are not denominated in Hong Kong dollars or IPO shares subscriptions.|
|11.||Eligible IST Customers can enjoy Preferential IST Brokerage Commission (i.e. 0.12% of executed transaction amount, with a minimum charge of HK$60) from the IST Service application date until 31 December 2021.|
|12.||IST Brokerage Commission Offer is applicable to brokerage commission paid for the Eligible Internet Transactions only, and customers are still required to pay other transaction fees charged by third parties, including but not limited to, Stamp Duty, Transaction Levy, Trading Fee, CCASS Fee, and so on.|
|13.||IST Brokerage Commission Offer is applicable to IST Service only (including Fubon Mobile Banking Service) and is NOT applicable to Manned Stock Trading Service.|
|Terms and Conditions of Waiver of Share Margin Overdraft First Year Annual Fee (“Annual Fee Waiver”):|
|14.||Annual Fee Waiver is applicable to individual customers who have maintained sole or joint-named securities accounts with the Bank. To enjoy the offer, customers shall apply for Share Margin Overdraft (“SMOD”) during the Promotion Period successfully and did not use this service either in name of sole or joint-named securities accounts within 12 months before the application date of SMOD Service can entitle to the Annual Fee Waiver for the first year of using this service (currently the Annual Fee is HK$1,000 per item).|
|Terms and Conditions of Preferential IPO Subscription Handling Charge (“Preferential Handling Charge”):|
|15.||Preferential Handling Charge is applicable to all individual customers who have maintained sole or joint-named securities accounts with the Bank. Customers shall apply for the IPO of stocks listed at HKEx and denominated in Hong Kong dollars by using “yellow” application form in name of Fubon Nominee (HK) Limited to complete transactions through Securities Services Hotline or IST Service during the Promotion Period can entitle to the Preferential Handling Charge of HK$50 per application (currently IPO Subscription Handling Charge is HK$100 per application).|
|16.||Customers are required to pay other transaction fees charged by third parties, including but not limited to, brokerage commission, transaction levy charged by the Securities and Futures Commission of Hong Kong and trading fee charged by HKEx.|
|Terms and Conditions of Waiver of Stock Deposit Fee (“Deposit Fee Waiver”):|
|17.||Deposit Fee Waiver is applicable to all individual customers who have maintained sole or joint-named securities accounts with the Bank. To enjoy the offer, customers shall transfer stocks listed at HKEx and denominated in Hong Kong dollars (EXCLUDING warrants, CBBC, Inline Warrants and suspended stocks) (“Eligible Stocks”) successfully from other banks or brokerage firms (via CCASS) to securities accounts of the Bank during the Promotion Period.|
|18.||Deposit Fee Waiver is only applicable to the Stock Deposit Fee applied to transferring Eligible Stocks to the Bank via CCASS (i.e. HK$5 per lot, minimum HK$30, maximum HK$2,500); customers are still required to pay other transaction fees, including but not limited to CCASS fee and Settlement Instruction fee.|