Audit Manager / Assistant Vice President, Internal Audit

• Maintain close partnership with management teams to ensure good comprehension of their business strategies, plans, products, processes, operations and risk-related issues
• Conduct functional risk and control assessment to assist in compilation of risk-based Annual Audit Planning
• Conduct audit assignments on business operations, corporate governance and regulatory compliance of the delegated audit portfolios
• Conduct special reviews / investigations assigned by Head of Internal Audit / requested by senior management and the Audit Committee
• Provide risk management advisory services to business and operation management on new major products / services / special projects
• Provide technical advice and guidance to team members when assigned as team leaders in audit assignments
• Share knowledge, skills and experience with audit team members to ensure continuous upgrade of competence and quality of the audit function
• Assist the audit team of the holding company to conduct audit / special assignments

• University graduate or above (in Accountancy, Business administration or related disciplines)
• Professional designation of CPA, CIA, FRM and/or CISA or equivalent
• At least 5 years / 8 years (for AVP) solid auditing experience in financial services industry
• Solid product knowledge in the banking industry with good business sense
• Well versed in supervisory control requirements and regulatory compliance rules and regulations
• Good risk and control assessment and analytical skills
• Able to work independently and deal with different levels of management
• Able to supervise and coach small audit teams
• Good collaborative and interpersonal skills for building and maintaining effective working relationship with counterparts in Internal Audit and the business
• Ability to think outside the box and exercise good judgment when analyzing risk issues and developing and recommending solutions
• Effective written and oral communication skills in English and Chinese (Mandarin)