Assistant Vice President / Senior Manager, General Banking Compliance
Responsibilities:

Provide advice, interpretation and recommendation on existing and new regulatory compliance requirements of the current and new banking business and operations
Manage dissemination of the latest development of applicable laws and regulations to business and operation units and advise compliance implications for implementation of regulatory requirements
Track and monitor the Bank’s progress in complying with new and change of regulatory requirements and recommendations of regulatory authorities
Coordinate, undertake and advise business and support units in relation to ad-hoc compliance projects
Coordinate and advise business and support units when responding to compliance related enquiries and/or surveys raised / initiated by regulators and industry associations and handle enquiries from regulators
Assist in the regular management reporting
Take up ad-hoc compliance related projects as designated by management from time to time

Requirements:

University degree in Law, Accounting, Finance, Risk Management or a business-related discipline
Minimum 6 years of experience in general banking compliance in banks or banking regulator
Familiar with statutory and regulatory requirements in general banking, including but not limited to BO, PDPO, UEMO, CoBP, HKMA SPMs and different Codes and Guidelines issued by regulatory authorities
Proficiency in English and Chinese
Good analytical and judgmental skills
Self-motivated, independent, pleasant personality with good communication skills and able to communicate effectively at all levels

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